From Mirror Neurons to
Moral Neuropolitics
Gary Olson
Empathy is the only human superpower—it
can shrink distance, cut through social and power hierarchies, transcend
differences, and provoke political and social change.
—Elizabeth
Thomas
The success of the abolitionist movement lay in
its making real for people in Britain and America the slave shipÕs pervasive
and utterly instrumental terror, which was indeed its defining feature.
—Marcus
Rediker
The official directives neednÕt be explicit to
be well understood: Do not let too
much empathy move in unauthorized directions.
—Norman
Solomon
In
his magisterial study, The Slave Ship,
maritime historian Marcus Rediker has documented the role played by emotional
and especially visual appeals in ending the trans-Atlantic slave trade. Not unlike the structural violence
endemic to global capitalism today, the abolitionist James Field Stanfield
argued that the terrible truths of the slave trade Òhad been withheld from the
public eye by every effort that interest, ingenuity, and influence, could
devise.Ó (Rediker, 2007, p. 133)
Therefore,
ÒStanfield appealed to the immediate, visceral experience of the slave ship,
over and against abstract knowledge about the slave trade, as decisive to
abolition. . . .Ó (p. 156) The abolitionistÕs most potent weapon
was the dissemination of drawings of the slave ship Brooks. Rediker asserts that these images
were Òto be among the most effective propaganda any social movement has ever
created.Ó (p. 308)
Based
on recent findings from neuroscience we can plausibly deduce that the mirror
neurons of the viewer were engaged by these images of others suffering. The appeal was to the publicÕs awakened
sense of compassion and revulsion toward graphic depictions of the wholesale
violence, barbarity, and torture routinely practiced on these Atlantic
voyages. Rediker notes that the
images would instantaneously Òmake the viewer identify and sympathize with the
Ôinjured AfricansÕ on the lower deck of the ship . . .Ó while also producing a
sense of moral outrage. (p. 315)
In
our own day, the nonprofit Edge Foundation recently asked some of the worldÕs
most eminent scientists, ÒWhat are you optimistic about? Why?Ó In response, the prominent neuroscientist Marco Iacoboni
cited the proliferating experimental work into the neural mechanisms that
reveal how humans are Òwired for empathy.Ó This is the aforementioned discovery of the mirror neuron
system or MNS. The work shows that
the same affective brain circuits are automatically mobilized upon feeling
oneÕs own pain and the pain of others.
IacoboniÕs
optimism is grounded in his belief that with the popularization of scientific
insights, these findings in neuroscience will seep into public awareness and Ò
. . . this explicit level of understanding our empathic nature will at some
point dissolve the massive belief systems that dominate our societies and that
threaten to destroy us.Ó
(Iacoboni, 2007, p. 14, 2008) In similar fashion, Steven Pinker concludes a recent piece
on the science of morality with these challenging but hopeful words from Anton
Chekov, ÒMan will become better when you show him what he is like.Ó (Pinker, 2008)
In
1996, through single cell recordings in macaque monkeys researchers reported
the discovery of a class of brain cells dubbed Òmirror neuronsÓ (Gallese,
1996). Located in area F5 of the
premotor cortex, these mirror neurons fired not only when the monkey made an
action, but also when the monkey was observing somebody else making the same
action. The monkeyÕs neurons were
ÒmirroringÓ the activity she was observing. Later on, by mapping regions of the human brain using
Functional Magnetic Resonance Imaging (fMRI), it was discovered that human
areas that presumably had mirror neurons also communicated with the brainÕs
emotional or limbic system, facilitating connection with anotherÕs feelings,
probably by mirroring those feelings.
This neural circuitry is presumed to be the basis of empathic behavior,
in which actions in response to the distress of others are virtually
instantaneous. As Goleman puts it,
ÒThat this flow from empathy to action occurs with such automaticity hints at
circuitry dedicated to this very sequence.Ó For example, in the case of hearing a childÕs anguished
scream, ÒTo feel distress stirs an urge to helpÓ (Goleman, 2006, p. 60).
The
existence of empathy, mirror neurons was only inferred by these fMRI
studies. But in 2007, Iacoboni,
the neurosurgeon Itzhak Fried and their associates at the University of
California at Los Angeles (UCLA), studied brain activity in people who had
already been wired up by Fried who was attempting to uncover the origins of
their epileptic seizures. Through
the insertion of electrodes into the frontal lobes, this team of scientists
identified several mirror neurons that were activated by both performance and
observation of an activity.
Valayanur
Ramachandran, director of the Center for Brain and Cognition at the University
of California at San Diego (UCSD) observes, ÒWe used to say, metaphorically,
that ÔI can feel anotherÕs pain,Õ but now we know that my mirror neurons can
literally feel your pain.Ó (Slack,
2007) Ramachandran, who calls them
Òempathy neuronsÓ or ÒDalai Lama neurons,Ó writes that ÒIn essence the neuron
is part of a network that allows you to see the world Ôfrom the other personÕs
point of view,Õ hence the name Ômirror neuron.ÕÓ (Ramachandran, 2006)
Giacomo
Rizzolatti, the Italian neuroscientist who discovered mirror neurons, notes
that this hardwired system is what permits us Òto grasp the minds of others not
through conceptual reasoning but through direct simulation by feeling, not by
thinkingÓ (Rizzolatti in Goleman, 2006).
As Decety notes, empathy then allows us to Òforge connections with people whose lives seem utterly alien
from usÓ (Decety, 2006, p. 2).
Where comparable experience is lacking, this Òcognitive empathyÓ builds
on the neural basis and allows one to Òactively project oneself into the shoes
of another personÓ by trying to imagine the other personÕs situation (Preston,
in press), Preston and de Waal (2002).
Empathy is Òother directedÓ and recognizes the otherÕs humanity. Little wonder that some scientists
believe the discovery of mirror neurons is the most significant neurological
finding in decades, perhaps rivaling what the discovery of DNA was for
biology. (Ramachandran, 2006)
The
neuroscience of empathy parallels investigations being undertaken in cognate
fields. Some forty years ago the
celebrated primatologist Jane Goodall observed and wrote about chimpanzee
emotions, social relationships, and Òchimp culture,Ó but experts remained
highly skeptical. A decade ago the
famed primate scientist Frans B.M. de Waal (1996) wrote about the antecedents
to morality in Good Natured: The Origins
of Right and Wrong in Humans and Other Animals, but scientific consensus
remained elusive. All thatÕs
changed. As a recent editorial in
the journal Nature (2007) put it,
itÕs now Òunassailable factÓ that human minds, including aspects of moral
thought, are the product of evolution from earlier primates. According to de Waal ÒYou donÕt hear
any debate now.Ó In his more
recent work, de Waal plausibly argues that human morality—including our
capacity to empathize—is a natural outgrowth or inheritance of behavior
from our closest evolutionary relatives.
Overwhelming
evidence has been marshaled to support E.O. WilsonÕs early claim that not only
were selfish individuals sanctioned but ÒCompassion is selective and often
ultimately self-serving.Ó (Wilson,
1978)
Following
Darwin, highly sophisticated studies by biologists Robert Boyd and Peter
Richerson posit that large-scale cooperation within the human
species—including with genetically unrelated individuals within a
group—was favored by selection.
(Hauser, 2006, p. 416)
Evolution selected for the trait of empathy because there were survival
benefits in coming to grips with others.
In his book People of the Lake (1978),
the world-renowned paleoanthropologist Richard Leakey unequivocally declares,
ÒWe are human because our ancestors learned to share their food and their
skills in an honored network of obligation.Ó
Studies
have shown that empathy is present in very young children, even at eighteen
months of age and possibly younger.
In the primate world, Warneken and colleagues at the Max Planck
Institute at Leipzig, Germany, recently found that chimps extend help to
unrelated chimps and unfamiliar humans, even when inconvenienced and regardless
of any expectation of reward. This
suggests that empathy may lie behind this natural tendency to help and that it
was a factor in the social life of the common ancestor to chimpanzees and
humans at the split some six million years ago (New Scientist, 2007; Warneken and Tomasello, 2006). ItÕs now indisputable that we share moral
faculties with other species (de Waal, 2006; Trivers, 1971; Katz, 2000; Gintis,
2005; Hauser, 2006; Bekoff, 2007; Pierce, 2007). Pierce notes that there are Òcountless anecdotal accounts of
elephants showing empathy toward sick and dying animals, both kin and non-kin
(2007, p. 6). And recent research
in Kenya has conclusively documented elephantÕs open grieving/empathy for other
dead elephants.
Mogil
and his team at McGill University recently demonstrated that mice feel distress
when they observe other mice experiencing pain. They tentatively concluded that the mice engaged visual cues
to bring about this empathic response (Mogil, 2006; Ganguli, 2006). De WaalÕs response to this study: ÒThis is a highly significant finding
and should open the eyes of people who think empathy is limited to our
species.Ó (Carey, 2006)
Additionally,
Grufman and other scientists at the National Institutes of Health have offered
persuasive evidence that altruistic acts activate a primitive part of the
brain, producing a pleasurable response (2007). And recent research by Koenigs and colleagues (2007)
indicates that within the brainÕs prefrontal cortex, the ventromedial
prefrontal cortex or VMPC is required for emotions and moral judgment. Damage to the VMPC has been linked to
psychopathic behavior and individuals with psychopathic tendencies present
significant empathic impairment. (Blair, 2005, pp. 53-56)
A
study by Miller (2001) and colleagues of the brain disorder frontotemporal
dementia (FTD) is also instructive.
FTD attacks the frontal lobes and anterior temporal lobes, the site of
oneÕs sense of self. One early
system of FTD is the loss of empathy and the brain wave activity of mirror
neurons in individuals with autism reveals misfiring.
While
there are reasons to remain skeptical (see below) about the progressive
political implications flowing from this work, a body of impressive empirical
evidence reveals that the roots of prosocial behavior, including moral
sentiments like empathy, precede the evolution of culture. This work sustains Noam ChomskyÕs
visionary writing about a human moral instinct and his assertion that, while
the principles of our moral nature have been poorly understood, Òwe can hardly
doubt their existence or their central role in our intellectual and moral
lives.Ó (Chomsky, 1971, n.p., 1988; 2005, p. 263)
In
his influential book Mutual Aid (1972,
p. 57; 1902), the Russian revolutionary anarchist, geographer, and naturalist
Petr Kropotkin, maintained that Ò. . . under any circumstances sociability is
the greatest advantage in the struggle for life. Those species which
willingly abandon it are doomed to decay.Ó Special cooperation provided an evolutionary advantage, a
ÒnaturalÓ strategy for survival.
Kropotkin
readily acknowledged the role of competition, but he asserted that mutual aid
was a Òmoral instinctÓ and Ònatural law.Ó
Based on his extensive studies of the animal world, he believed that
this predisposition toward helping one another—human sociality—was
of Òprehuman origin.Ó Killen and
Cords, in a fittingly titled piece ÒPrince KropotkinÕs Ghost,Ó suggest that
recent research in developmental psychology and primatology seems to vindicate
KropotkinÕs century-old assertions (2002).
So
where does this leave us? If
morality is rooted in biology, in the raw material or building blocks for the
evolution of its expression, we now have a pending fortuitous marriage of hard
science and secular morality in the most profound sense. The technical details of the social
neuroscientific analysis supporting these assertions lie outside this paper,
but suffice it to note that progress is proceeding at an exponential pace, the
new discoveries are persuasive (Iacoboni, 2008; Lamm, 2007; Jackson, 2006) and
our understanding of empathy has increased dramatically in barely a decade.
That
said, one of the most vexing problems that remains to be explained is why so
little progress has been made in extending this empathic orientation to distant
lives, to those outside certain in-group moral circles. That is, given a world rife with overt
and structural violence, one is forced to explain why our deep-seated moral
intuition doesnÕt produce a more ameliorating effect, a more peaceful world. Iacoboni suggests this disjuncture is
explained by massive belief systems, including political and religious ones,
operating on the reflective and deliberate level. As de Waal reminds us, evolutionarily, empathy is the
original starting point out of which sprang culture and language. But over time, the culture filters and
influences how empathy evolves and is expressed. (de Waal, 2007, p. 50)
These belief systems tend
to override the automatic, pre-reflective, neurobiological traits that should
bring people together. Iacoboni
hypothesizes the presence of what he labels super mirror neurons in the frontal
lobe area of the brain. These more
complex, highly developed super mirror neurons may control the so-called
lower-level or classic neurons.
This research—arguably the apex of the cutting edge of
neuroscience work today—is in the preliminary stages but further
investigation might suggest how cognitive resistance works to sort, inhibit or
otherwise modulate neurophysiological responses.
Hence
a few cautionary notes are warranted.
The first is that social context and triggering conditions are critical
because, where there is conscious and massive elite manipulation, it becomes
exceedingly difficult to get in touch with our moral faculties. Ervin Staub, a pioneering investigator
in the field, acknowledges that even if empathy is rooted in nature, people
will not act on it Ò. . . unless they have certain kinds of life experiences
that shape their orientation toward other human beings and toward themselves
(Staub, 2002, p. 222). As Jensen
puts it, ÒThe way we are educated and entertained keep us from knowing about or
understanding the pain of othersÓ (2002, 2008). Circumstances may preclude and overwhelm our perceptions,
rendering us incapable of recognizing and giving expression to moral sentiments
(Albert, n.d.; and also, Pinker, 2002).
For example, the fear-mongering of artificially created scarcity may
attenuate the empathic response.
The
limitations placed on exposure to powerful images that might stir deep emotions
within the American public is another. The recent destruction of CIA videotapes showing the torture
of prisoners is one example.
Landstuhle regional medical center in Germany, which routinely receives
grotesquely maimed soldiers from Iraq, is off-limits for photos and reporters
are closely monitored by military escorts. And we know the Pentagon forbids media photo coverage of the
remains of soldiers departing from Ramstein Air Base in Germany or coffins
returning to Dover, Delaware. (Tami Silco, who took the now-famous photo of 20
flag-draped coffins leaving Kuwait, lost her job.) Coverage of memorial services for the fallen are also
forbidden even if the unit gives its approval.
Conversely,
the virtually ubiquitous feedback loop of the towers falling on September 11
tended to create a feeling within the viewer that she was in fact falling,
producing both identification with falling victims and a powerful sense of fear
of Òterrorism.Ó (Lakoff, 2001)
The
second cautionary note is HauserÕs (2006) observation that proximity was
undoubtedly a factor in the expression of empathy. In our evolutionary past an attachment to the larger human
family was virtually incomprehensible and therefore the emotional connection
was lacking. Joshua Greene, a
philosopher and neuroscientist, adds that ÒWe evolved in a world where people
in trouble right in front of you existed, so our emotions were tuned to them,
whereas we didnÕt face the other kind of situation.Ó He suggests that to extend this immediate emotion-linked
morality—one based on fundamental brain circuits—to unseen victims
requires paying less attention to intuition and more to the cognitive
dimension. If this boundary isnÕt
contrived, it would seem, at a minimum, circumstantial and thus worthy of
reassessing morality (Greene, 2007, n.p.). Given some of the positive dimensions of globalization, the
potential for identifying with the ÒstrangerÓ has never been more auspicious.
But
not in every case. Carlisle (2007)
notes that through the use of technology (including long-range killing and new
types of training) the military has attempted to desensitize and circumvent the
natural empathic response most soldiers experience toward their opponents. She cautions that Ò. . . with less
opportunity to mirror other humanÕs suffering that results in empathy, over
time our capacity to empathize may disappear altogether.Ó For a careful study of humanÕs innate
aversion to taking life and how the military has conditioned soldiers to
overcome it—and the resulting psychological damage—the best
treatment is Lt. Col. David GrossmanÕs On
Killing (1996).
It
may be helpful, as Halpern (1993, p. 169) suggests, to think of empathy as a
sort of spark of natural curiosity, prompting a need for further understanding
and deeper questioning. However,
our understanding of how or whether political engagement follows remains in its
infancy and considerable work remains to be done. Almost a century ago, Stein (1917) wrote about empathy as
Òthe experience of foreign consciousness in general.Ó SallesÕ film The
Motorcycle Diaries addresses empathy, albeit indirectly. The film follows Ernesto Guevara de la
Serna and his friend Alberto Granada on an eight-month trek across Argentina,
Peru, Colombia, Chile and Venezuela.
When
leaving his leafy, upper middle-class suburb (his father is an architect) in
Buenos Aires in 1952, Guevara is 23 and one semester from earning his medical
degree. The young men embark on an
adventure, a last fling before settling down to careers and lives of privilege. They are preoccupied with women, fun
and adventure and certainly not seeking or expecting a life-transforming
odyssey.
The
filmÕs power is in its depiction of GuevaraÕs emerging political awareness that
occurs as a consequence of unfiltered cumulative experiences. During their 8,000-mile journey, they
encounter massive poverty, exploitation, and brutal working conditions, all
consequences of an unjust international economic order. By the end Guevara has turned away from
being a doctor because medicine is limited to treating the symptoms of
poverty. For him, revolution
becomes the expression of empathy, the only effective way to address
sufferingÕs root causes. This
requires melding the cognitive component of empathy with engagement, with
resistance against asymmetrical power, always an inherently political act. Otherwise, empathy has no meaning. [This roughly parallels the political
practice of brahma-viharas by engaged Buddhists.] In his own oft-quoted words (not included in the film)
Guevara stated that ÒThe true revolutionary is guided by a great feeling of
love.Ó
Paul
Farmer, the contemporary medical anthropologist, infectious disease specialist
and international public health activist, has adopted different tactics but his
diagnosis of the Òpathologies of powerÓ is remarkably similar to Guevara. He also writes approvingly of CubaÕs
health programs, comparing them with his long work experience in Haiti. Both individuals were motivated early on
by the belief that artificial epidemics have their origin in unjust
socioeconomic structures, hence the need for social medicine, a Òpolitics as
medicine on a grand scale.Ó Both
viewed Òpolitics as medicine on a grand scaleÓ and committed themselves to
acting on behalf of the poor. Both
exemplify exceptional social outliers of engaged empathy and the interplay of
affective, cognitive and moral components. For FarmerÕs radical critique of structural violence and the
connections between disease and social inequality, see (Farmer, 2003; Kidder,
2003). Again, it remains to be
explained why there is such a paucity of real world examples of empathic
behavior. Why is U.S. culture
characterized by a massive empathy deficit of almost pathological
proportions? And what might be
reasonably expected from a wider public understanding of the nature of empathy?
Hauser
posits a Òuniversal moral grammar,Ó hardwired into our neural circuits via
evolution; this neural machinery precedes conscious decisions in life-and-death
situations. However, we observe
Ònurture entering the picture to set the parameters and guide us toward the
acquisition of particular moral systems.Ó
At other points he suggests that environmental factors can push
individuals toward defective moral reasoning, and the various outcomes for a given
local culture are virtually limitless.
(Hauser, 2006) For me, this
discussion of cultural variation fails to give sufficient attention to the
socioeconomic variables responsible for shaping the culture. As Goldschmidt argues, ÒIt all has to
do with the quality of justice and the availability of opportunityÓ (2006, p.
151) Earlier, Goldschmidt (1999,
n.p.) argued that, ÒCulturally derived motives may replace, supplement or
override genetically programmed behavior.Ó
To
reiterate, the neurophysiological data strongly suggests that morality is grounded
in biology. As Greene contends,
itÕs not Òhanded downÓ from on high by religious authorities or philosophers
but Òhanded upÓ as a consequence of the brainÕs evolutionary processes. (Greene in Vedantam, 2007). However, as Rizzolatti and Craighero
(2006) wisely remind us, ÒTo use the mirror mechanism—a biological
mechanism—strictly in a positive way, a
further—cultural—addition is necessary.Ó
Neither
a reductive biological explanation nor a culture-inevitably-trumps-nature
argument is defensible. Instead,
IÕm comfortable with what the political theorist William Connolly (2002)
describes as Ò. . . politics through which cultural life mixes into the
composition of body/brain process.
And vice versa.Ó (Connolly,
to my knowledge the first person to employ the term neuropolitics, doesnÕt
explore the mirror neurons/politics of empathy link in his erudite inquiry.)
Recent
work by Molnar-Szakacs and colleagues suggests that cultural stimuli imprint
and influence certain neurobiological responses and subsequent behavior. Further, the culture and ethnicity of
those conveying the messages seems to be a critical variable. Using transcranial magnetic stimulation
(TMS) they found significant measurable difference in mirror neural activity in
their subjects depending on whether the information provider shared the
subjectÕs cultural/ethnic background.
Molnar-Szakacs conclude, ÒOur data shows that both ethnicity and culture
interact to influence activity in the brain, specifically within the mirror
neuron network involved in social communication and interaction.Ó (Molnar-Szakacs, 2007; Preston, 2006;
and in press). While one hesitates
to draw any firm conclusions from this very preliminary research, further
investigation of the links between culture and the encoding of mirror neurons
is certainly warranted, not the least for its possibly profound political
implications.
Here
we return to our earlier question regarding the relative absence of widespread
empathic responses within society.
Cultures are rarely neutral, innocent phenomena but are consciously set
up to reward some people and penalize others. As Parenti (2006) forcefully asserts, certain aspects of
culture can function as instruments of social power and social domination
through ideological indoctrination.
Culture
is contested terrain and studying it can reveal how power is exercised and on
whose behalf. Lakoff (2005)
reminds us that in cognitive linguistics certain values like compassion are
termed Òcontested conceptsÓ because although a core meaning might be assumed,
those holding a wildly different ideological commitment can appropriate and
direct them toward other ends. The
primer here is GramsciÕs (1971) classic analysis of cultural hegemony in which
capitalism maintains domination, in part, through subtly but actively creating
societyÕs prevailing cultural norms.
This consensual control is achieved through mass media, education,
religion and popular culture as subordinate classes assimilate certain ideas as
Òcommon sense.Ó
Cohen
and Rogers, in parsing ChomskyÕs critique of elites, note that ÒOnce an unjust
order exists, those benefitting from it have both an interest in maintaining it
and, by virtue of their social advantages, the power to do so.Ó (Cohen, 1991, p. 17) (For a concise but not uncritical
treatment of ChomskyÕs social and ethical views, see Cohen, 1991.) Clearly, the vaunted human capacity for
verbal communication cuts both ways.
In the wrong hands, this capacity is often abused by consciously
quelling the empathic response.
When de Waal writes, ÒAnimals are no moral philosophers,Ó IÕm left to
wonder if he isnÕt favoring the former in this comparison. (de Waal, 1996b, n.p.)
One
of the methods employed within capitalist democracies is Chomsky and HermanÕs
Òmanufacture of consent,Ó a form of highly sophisticated thought control. Potentially active citizens must be
Òdistracted from their real interests and deliberately confused about the way
the world works.Ó (Cohen, 1991, p.
7; Chomsky, 1988)
For
this essay, and following Chomsky, IÕm arguing that the human brain is the
primary target of this perverse ÒnurtureÓ or propaganda. In the context of this paper we might
rephrase this as the human brainÕs mirror neuron network is the target of this
manufacturing of ignorance and indifference because exposure to certain new
truths about empathy—hard evidence about our innate moral
nature—poses a direct threat to elite interests. ThereÕs no ghost in the machine, but
the capitalist machine attempts to keep people in line with an ideological
ghost, the notion of a self constructed on market values. But Ò. . . if no one saw himself or
herself as capitalism needs them to do, their own self-respect would bar the
system from exploiting and manipulating them.Ó (Kelleher, 2007)
That is, given the apparent universality of this biological
predisposition toward empathy, we have a potent scientific baseline upon which
to launch further critiques of elite manipulation, this cultivation of
callousness.
First,
the evolutionary and biological origins of empathy contribute robust empirical
evidence—not wishful thinking or even logical inference—on behalf
of a case for organizing vastly better societies. In that vein, this new research is entirely consistent with
work on the nature of authentic love and the concrete expression in that love
in the form of care, effort, responsibility, courage and respect. As Eagleton reminds us, if others are
also engaging in this behavior Ò. . . the result is a form of reciprocal
service which provides the context for each self to flourish. The traditional name for this
reciprocity is love.Ó Because
reciprocity mandates equality and an end to exploitation and oppression, it
follows that Òa just, compassionate treatment of other people is on the grand
scale of things one of the conditions for oneÕs own thriving.Ó And as social animals, when we act in
this way we are realizing our natures Òat their finest.Ó (2007, pp. 170, 159-150, and 173). (Allot (1992) provides an early account
of the evolutionary history of love and its significance for human development
and survival.)
Predatory
urges, cruelty, barbarism and more are also aspects of our nature and have
their evolutionary origins and neural correlates. As Chomsky has written, ÒIf you see somebody beating a child
to death, should you say, ÒWell, you know thatÕs human nature—which it is
in fact: there certainly are conditions under which people will act just like
that. To the extent the statement
is true, and there is such an extent, itÕs just not relevant: human nature also has the capacity to
lead to selflessness, and cooperation, and sacrifice, and support, and
solidarity, and tremendous courage, and lots of other things too.Ó (Chomsky, 2002, p. 356) The critical question is how to
determine which will prevail, how to realize a form of global environment that
enhances the opportunity for the empathic aspect of our nature to flourish.
IÕve
noted elsewhere that FrommÕs classic, The
Art of Loving, is a blistering
indictment of the social and economic forces that deny us lifeÕs most rewarding
experience and Òthe only satisfying answer to the problem of human
existence.Ó For Fromm, grasping
how society shapes our human instincts, hence our behavior, is in turn the key
to understanding why Òlove thy neighbor,Ó the love of the stranger, is so
elusive in modern society.
The
global capitalist culture with its premium on accumulation and profits not only
devalues an empathic disposition but produces a stunted character where
everything is transformed into a commodity, not only things, but individuals
themselves. The very capacity to
practice empathy (love) is subordinated to our state religion of the market in
which each person seeks advantage in an alienating and endless commodity-greedy
competition.
Over
five decades ago, Fromm persuasively argued that ÒThe principles of capitalist
society and the principles of love are incompatible.Ó (Fromm, 1956, p. 110)
Any honest person knows that the dominant features of capitalist society
tend to produce individuals who are estranged from themselves, crippled
personalities robbed of their humanity and in a constant struggle to express
empathic love. Little wonder that
Fromm believed radical changes in our social structure and economic
institutions were needed if empathy/love is to be anything more than a rare
individual achievement and a socially marginal phenomenon. He understood that only when the
economic system serves women and men, rather than the opposite, will this be
possible (Olson, 2006).
The
dominant cultural narrative of hyper-individualism is challenged and the
insidiously effective scapegoating of human nature that claims we are motivated
by greedy, dog-eat-dog Òindividual self-interest is allÓ is undermined. From doctrines of original sin and Ayn
Rand to mainstream economics and David Brooks (2007), certain interpretations
of human nature have invariably functioned to retard class consciousness. These new research findings help to
refute the allegation that people are naturally uncooperative, an argument
frequently employed to intimidate and convince people that itÕs futile to seek
a better society for everyone.
Stripped of yet another rationalization for empire, predatory behavior
on behalf of the capitalist mode of production becomes ever more transparent. And learning about the conscious
suppression of this essential core of our nature should beg additional
troubling questions about the motives behind other elite-generated ideologies,
from neo-liberalism to the Òwar on terror.Ó
Second,
there are implications for students and teachers. Cultivating empathic engagement through education remains a
poorly understood enterprise.
College students, for example, may hear the Ôcry of the peopleÕ but the
moral sound waves are muted as they pass through a series of powerful cultural
baffles. Williams (1986, p. 143)
notes that ÒWhile they may be models of compassion and generosity to those in
their immediate circles, many of our students today have a blind spot for their
responsibilities in the socio-political order. In the traditional vocabulary they are strong on charity but
weak on justice.Ó
Nussbaum
(1997) defends American liberal educationÕs record at cultivating an empathic
imagination. She claims that
understanding the lives of strangers and achieving cosmopolitan global
citizenship can be realized through the arts and literary humanities. There is little solid evidence to
substantiate this optimism and my own take on empathy-enhancing practices within
U.S. colleges and universities is considerably less sanguine. NussbaumÕs episodic examples of
stepping into the mental shoes of other people are rarely accompanied by
plausible answers as why these people may be lacking shoes—or decent
jobs, minimum healthcare, and long-life expectancy. The space within educational settings has been egregiously
underutilized, in part, because we donÕt know enough about propitious
interstices where critical pedagogy could make a difference. Arguably the most serious barrier is
the cynical, even despairing doubt about the existence of a moral instinct for
empathy. The new research puts
this doubt to rest and rightly shifts the emphasis to strategies for
cultivating empathy and identifying with Òthe other.Ó Joining the affective and cognitive dimensions of empathy
may require risky forms of radical pedagogy (Olson, 2006, 2007a; Gallo,
1989). An intriguing implication
is that the perceived character of the teacher being ÒmirroredÓ may be at least
as important as the message being imparted. Evidence produced from a game situation with medical
students strongly hints that empathic responses can be significantly enhanced
by increased knowledge about the specific needs of others—in this case,
the elderly (Varkey, 2006).
Presumably, limited prior experiences would affect oneÕs emotional
response. Again, this is a
political culture/information acquisition issue that demands further study.
Third,
for many people the basic incompatibility between global capitalism and the
lived expression of moral sentiments may become obvious for the first
time. (Olson, 2006, 2005) For example, the failure to engage this
moral sentiment has radical implications, not the least being consequences for
the planet. Within the next 100
years, one-half of all species now living will be extinct. Great apes, polar bears, tigers and
elephants are all on the road to extinction due to rapacious growth, habitat
destruction, and poaching. These
human activities, not random extinction, will be the undoing of millions of
years of evolution (Purvis, 2000).
As Leakey puts it, ÒWhatever way you look at it, weÕre destroying the
Earth at a rate comparable with the impact of a giant asteroid slamming into
the planet. . . .Ó And researchers
at McGill University have shown that economic inequality is linked to high
rates of biodiversity loss. The
authors suggest that economic reforms may be the prerequisite to saving the
richness of the ecosystem and urge that Ò. . . if we can learn to share the
economic resources more fairly with fellow members of our own species, it may
help to share ecological resources with our fellow species.Ó (Mikkelson, 2007, p. 5)
While
one hesitates imputing too much transformative potential to this emotional
capacity, there is nothing inconsistent about drawing more attention to
inter-species empathy and eco-empathy.
The latter may be essential for the protection of biotic
communities. Decety and Lamm
(2006, p. 4) remind us that Ò. . . one of the most striking aspects of human
empathy is that it can be felt for virtually any target, even targets of a
different species.Ó
This
was foreshadowed at least fifty years ago when Paul Mattick, writing about
KropotkinÕs notion of mutual aid, noted that Ò. . . For a long time, however,
survival in the animal world has not depended upon the practice of either
mutual aid or competition but has been determined by the decisions of men as to
which species should live and thrive and which should be exterminated. . . .[W]herever man rules, the Òlaws of
natureÓ with regard to animal life cease to exist.Ó This applies no less to humans and Mattick rightly observed
that the demands of capital accumulation and capitalist social relations
override and preclude mutual aid.
As such, neuroscience findings are welcome and necessary but
insufficient in themselves. For
empathy to flourish requires the elimination of class relations (Mattick, 1956,
pp. 2-3).
Fourth,
equally alarming for elites, awareness of this reality contains the potential
to encourage ÒdestabilizingÓ but humanity-affirming cosmopolitan attitudes
toward the faceless Òother,Ó both here and abroad. In de WaalÕs apt words, ÒEmpathy can override every rule
about how to treat others.Ó (de
Waal, 2005, p. 9) Amin (2003), for
example, proposes that the new Europe be reframed by an ethos of empathy and
engagement with the stranger as its core value. The diminution of empathy within the culture reduces
pro-social behavior and social cohesiveness. Given the dangerous centrifugal forces of ethno-nationalism
and xenophobia, nothing less than this unifying motif will suffice, while
providing space for a yet undefined Europe, a people to come.
Finally,
as de Waal observes, ÒIf we could manage to see people on other continents as
part of us, drawing them into our circle of reciprocity and empathy, we would
be building upon rather than going against our nature.Ó (de Waal, 2005, p. 9) An ethos of empathy is an essential
part of what it means to be human and empathically impaired societies,
societies that fail to gratify this need should be found wanting. WeÕve been systematically denied a
deeper and more fulfilling engagement with this moral sentiment. I would argue that the tremendous
amount of deception and fraud expended on behalf of overriding empathy is a
cause for hope and cautious optimism.
Paradoxically, the relative absence of widespread empathic behavior is
in fact a searing tribute to its potentially subversive power.
Is
it too much to hope that weÕre on the verge of discovering a scientifically
based, Archimedean moral point from which to lever public discourse toward an
appreciation of our true nature, which in turn might release powerful
emancipatory forces?
Acknowledgement:
A
highly abbreviated version of this paper appeared at www.zmag.org (5/20/07) and portions at www.identitytheory.com
(10/16/07). I wish to acknowledge
helpful comments on earlier drafts by N. Chomsky, D. Dunn, M. Iacoboni, K.
Kelly, S. Preston, and J. Wingard.
Thanks, as always, to M. Ortiz.
_______________
Gary
Olson, Ph.D. chairs the Political Science Department at Moravian College in
Bethlehem, PA. He may be reached
at olson@moravian.edu.
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